The final rule, which the SEC approved at a closed-door meeting on September 25, 2019, ... (the 1940 Act) becomes effective 30 days after publication in the Federal Register.

The SEC is considering new rules that would require public position reporting and other requirements for security-based swaps. ... Comments are due 45 days after publication in the Federal Register.

The new SEC rules also require registrants to report ransomware payments within 24 hours to report ransomware payments and to submit annual cyber risk management, strategy, and governance reports.

The SEC's current custody rule, added to the Investment Advisers Act in 1962, seeks to provide another layer of investor protection by placing third-party custodians in a position to detect any ...

In addition to the SEC’s new data breach disclosure rules, the regulator has also added a new line item called Item 106 to the Regulation S-K that will be included on a company’s annual Form ...

Under the SEC Pay-to-Play Rule, an investment adviser is prohibited from receiving compensation for managing a government entity's investments for two years after it, a covered employee, or a PAC ...

Hedge fund industry asks for 'Day One' reprieve on SEC rules. By Nell Mackenzie. January 21, 2025 3:28 PM UTC Updated January 21, 2025 The seal of the U.S. Securities and ...