The time has come for the SEC’s fans, its media machine and especially its commissioner to fess up to the reality that has simmered under the surface this entire college football season.

The Securities ... face the law,” he said. He assured investors and potential investors that SEC is prepared to protect and ...

The Staff of the US Securities and Exchange Commission has issued FAQs regarding recent amendments to Rule 35d-1 (often referred to as the Names Rule) under the Investment Company Act of 1940.

The CEOs of Discover and Capital One are set to speak Friday at a virtual public hearing that federal regulators are convening. Discover Financial refiled its 2023 annual report on Monday after ...

The issue arose when Vanguard lowered the minimum investment requirement for its institutional target-date funds from $100 million to $5 million in December 2020, according to the SEC filing.