Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Vanguard Groupwill pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
Cornerstone Wealth Management LLC purchased a new position in Vanguard Large-Cap ETF (NYSEARCA:VV – Free Report) in the ...
Dakota Wealth Management purchased a new stake in Vanguard Short-Term Corporate Bond ETF (NASDAQ:VCSH – Free Report) during ...