Liquidnet agreed to pay a $5 million civil fine to resolve U.S. Securities and Exchange Commission charges that the ...
The regulator said it needs more time to evaluate the $1.4 billion fund’s conversion proposal to get off the OTC.
Robinhood fined $45 million for SEC violations involving trading and compliance failures. Learn about the settlement and key issues.
Republican commissioners at the US SEC are set to revise the agency’s crypto policies as President-elect Donald Trump prepares to enter the White House.
Regulators evaluate new regulations through potential errors and cost-benefit analyses. They rely on expert opinions and ...
The electronic trading network Liquidnet has agreed to pay a $5 million regulatory fine to resolve allegations that it failed ...
The US’s Securities and Exchange Commission (SEC) filed a lawsuit against Elon Musk, alleging the billionaire committed ...
A pair of broker-dealers that operate under the Robinhood name are being sanctioned by the U.S. Securities and Exchange Commission (SEC) for a series of regulatory violations, including alleged ...
Online brokerage platform Robinhood has reached a $45 million settlement with the US Securities and Exchange Commission after ...
Bombay Burmah Trading Corporation, its promoters including Nusli Wadia, his sons Ness and Jehangir, and others on Friday ...
Sudeep Shah believes Avenue Supermarts is likely to continue its northward journey in the next couple of trading sessions.
TRC Capital Investment Corp., owned by lawyer Lorne Albaum, made a bid for 0.29 per cent of Barrick’s shares, an amount so ...