The class-A shares came with up-front sales charges and annual fees, while the class-C shares had no up-front sales charges but higher annual fees than the class-A shares for the first decade, after ...

The biggest driver of change in the RIA space is technology, cited by 43% of advisors, well ahead of regulation, cited by 22%; clients, cited by 18%; and the advisors themselves, cited by 17% as the ...

Edward Jones, which has long focused on serving a core of mass affluent clients, is piloting more capabilities for its 19,500 or so advisors to serve high-net-worth clients, according to Managing ...

Elevation Point, led by Jim Dickson, is another example of an effort to contribute to minority stakes in select RIAs. Dickson, the former chief executive officer of Sanctuary Wealth, told FA-IQ in ...

Rohn is now suing Edward Jones, taking issue with the company's policy of forcing advisors to pay client fees when client ...

Carlos Leston, of Maywood, New Jersey, joined the financial services industry in 1998 and moved to LPL in 2008, according to ...

From 2020 to 2023, the interest of such investors in paid financial advice grew across the board, with an increase of 8.6% for men and 17.3% for women, according to the Boston-based consultancy's ...

Edward Jones has introduced its first in-house managed account, offering no manager fee, a minimum investment of $50,000 and access to large-cap stocks as part of a broader plan to expand its SMA ...

Ameriprise Financial Senior Vice President of Business Development and Experienced Advisor Recruiting Manish Dave has ...

LPL Financial announced that it has hired a former T. Rowe Price executive to lead its Investment Management Solutions team.

The co-called "Jamie premium" has given JPMorgan stock a 10% to 15% boost, according to estimates from four investors and ...

President and Chief Executive Officer Dan Arnold was found to have violated the firm’s “commitment to a respectful workplace” ...