A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request ...

Pfizer on Tuesday appealed a federal judge's refusal to award the drugmaker $75.2 million from a more than decade-old insider ...

The Securities and Exchange Commission has assessed $63 million in penalties in the latest wave of enforcement actions ...

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and ...

One of the area's better-known entrepreneurs now is executive chairman of one of the area's lesser-known public companies.

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...

Wall Street firms including Blackstone , Apollo Capital Management and Carlyle have agreed to pay more than $63 million for ...

B. Riley Financial Inc. said federal regulators sent additional demands for information about its dealings with now-bankrupt ...

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in ...

After more than 18 months of preparation, FAT Brands will spin off Twin Peaks, and Twin Hospitality Group will make its debut ...

President-elect Donald Trump is reportedly eyeing a crypto executive order on Day 1 of his presidency, set to begin January 20.

Gary Gensler has described crypto as the Wild West and one observer said markets are likely to see just that under new ...