Less than a year ago, the Securities and Exchange Commission (SEC) approved new rules for fixed income clearing, driven by ...

According to the report, global quarterly Rule 10b-5 securities litigation exposure in 2024 was 17% greater than the average of 2023. Actual monetary settlements with investor plaintiffs last year ...

Specifically, we found that stringent enforcement of insider trading restrictions by the U.S. Securities and Exchange Commission results in enhanced investor protection, improved operating ...