how the Commission will interpret and implement the provisions of section 4c(a)(5) relating to disruptive practices. The comment period closes 60 days from publication in the Federal Register. Commodity Futures Trading Commission ♦ Office of Public Affairs ♦ 202-418-5080
SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64926; File No. 4-635] Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act . AGENCY: Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION:
COMMODITY FUTURES TRADING COMMISSION 17 CFR Chapter I RIN 3038-AF31 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 [Release No. IA-6546; File No. S7-22-22] RIN 3235-AN13 Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers AGENCIES: Commodity Futures Trading Commission and Securities and Exchange Commission.
The Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission (the “SEC” and, together with the CFTC, the “Commissions”) are reopening the comment period for a study to determine whether stable value contracts (“SVCs”)
Issues (the "Committee") for consideration by the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC," and collectively the "Commissions"). The views and recommendations expressed in this report do not necessarily reflect positions or regulatory agenda of the Commissions or their staff.
share definition lists by name certain precious metals commodity-based ETFs for which OCC can provide clearance and settlement services on related options and security futures contracts. This practice began in 2008 because of the uncertain jurisdictional status of options or security futures on precious metals commodity-based ETFs. 7 As
This is a report of the findings by the staff s of the U.S. Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission. The Commissions have expressed no view regarding the analysis, findings or conclusions contained herein. U.S. Commodity Futures Trading Com mission Three Lafayette Centre, 1155 21st Street, NW
Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Request for Comments. SUMMARY: The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) was enacted on July 21, 2010. The Dodd-Frank Act, among other things, mandates that the Commodity Futures Trading Commission (“CFTC”) and the
Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) (collectively, “the Commissions”), in consultation with the Board of Governors of the Federal Reserve System, shall jointly further define certain key terms (specifically, “swap”,
Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (collectively, the “Commissions”), in consultation with the Board of Governors of the Federal Reserve System, are proposing rules and interpretative guidance under the Commodity Exchange Act (“CEA”), 7 U.S.C. § 1 . et seq., and the