Jan 18, 2018 · Most funds would be required to comply with the new rule’s liquidity risk management program requirements on Dec. 1, 2018, while fund complexes with less than a $1 billion in net assets would be required to do so on June 1, 2019.

SEC Ends 2018 Signaling Its Approach to Regulating the Cryptocurrency Markets Recent SEC actions reinforce its commitment to applying traditional securities markets regulation in the crypto-currency markets. They also signal the potential next frontier for SEC enforcement in the coming year. By John J. Sikora Jr., Stephen P. Wink,

2 days ago · Two days earlier, the Commission issued a press release announcing that Acting SEC Chairman, Mark Uyeda, had launched a crypto task force “dedicated to developing a comprehensive and clear ...

Jul 2, 2024 · And just this week, the SEC alleged that a noncompliant crypto intermediary simultaneously acted as exchange, broker, and clearing agency without registering with the SEC—thereby putting investors at risk from conflicts of interest and inadequate oversight.

Feb 28, 2018 · A series of pronouncements and announcements from the SEC toward the end of 2017 and beginning of 2018 gave industry insiders more clarity on what industry players (issuers, lawyers, broker-dealers, investors) can and should do going forward to stay on the legal side of cryptocurrency offerings and investments. Recent Regulatory Guidance

On Sept. 11, 2018, the Commission issued the Crypto Asset Management Order, finding that the manager of a hedge fund formed for the purpose of investing in digital assets had improperly failed to register the fund as an investment company.

Jan 4, 2019 · The SEC spent the early part of 2018 going after what pundits and other observers largely considered “easy targets,” charging various crypto startups and their respective executives with outright fraud.

SEC-regulated securities exchanges in buying and selling digital assets. But these platforms are not subject to the same level of regulation, suggesting that they may be less transparent and more susceptible to manipulation and fraud.

9 hours ago · The crypto task force will collaborate with SEC staff and the public to establish clear regulatory guidelines, provide realistic paths to registration, create sensible disclosure frameworks, and ...

2 days ago · The SEC under former President Biden used “regulation by enforcement” rather than “regulation by rulemaking and interpretation” to regulate the crypto asset industry.